Our Code of Ethics and Standards of Care
OUR CODE OF ETHICS STANDARD OF CARE |
Code of Ethics
All financial planning services will be delivered in accordance with the following standard of care:
Principle 1 Integrity
Provide professional services with integrity.
Principle 2 Objectivity
Provide professional services objectively.
Principle 3 Competence
Maintain the knowledge and skill necessary to provide professional services competently.
Principle 4 Fairness
Be fair and reasonable in all professional relationships. Disclose conflicts of interest.
Principle 5 Confidentiality
Protect the confidentiality of all client information.
Principle 6 Professionalism
Act in a manner that demonstrates exemplary professional conduct.
Principle 7 Diligence
Provide professional services diligently.
Standard of Care
All financial planning services will be delivered in accordance with the following standard of care:
Principle 1
Put the client's best interests first.
Principle 2
Act with due care and in utmost good faith.
Principle 3
Do not mislead clients.
Principle 4
Provide full and fair disclosure of all material facts.
Principle 5
Disclose and fairly manage all material conflicts of interest.